SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0104
Expires: December 31, 2014
Estimated average burden
hours per response: 0.5
1. Name and Address of Reporting Person*
STONE STREET FUND 2000 LP

(Last) (First) (Middle)

(Street)

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
12/31/2002
3. Issuer Name and Ticker or Trading Symbol
EQUINIX INC [ EQIXD ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director X 10% Owner
Officer (give title below) Other (specify below)
5. If Amendment, Date of Original Filed (Month/Day/Year)
01/10/2003
6. Individual or Joint/Group Filing (Check Applicable Line)
Form filed by One Reporting Person
X Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Warrants (right to buy) 12/31/2002 10/19/2005 Common Stock 133,442 191.81 I See Footnotes(1)(2)(3)(4)(5)(6)(7)(8)(9)
1. Name and Address of Reporting Person*
STONE STREET FUND 2000 LP

(Last) (First) (Middle)

(Street)

(City) (State) (Zip)
1. Name and Address of Reporting Person*
STONE STREET 2000 LLC

(Last) (First) (Middle)

(Street)

(City) (State) (Zip)
1. Name and Address of Reporting Person*
GS SPECIAL OPPORTUNITIES ASIA FUND L P

(Last) (First) (Middle)

(Street)

(City) (State) (Zip)
1. Name and Address of Reporting Person*
GSSO ASIA LLC

(Last) (First) (Middle)

(Street)

(City) (State) (Zip)
1. Name and Address of Reporting Person*
GS SPECIAL OPPORTUNITIES ASIA OFFSHORE FUND L P

(Last) (First) (Middle)

(Street)

(City) (State) (Zip)
1. Name and Address of Reporting Person*
GSSO ASIA OFFSHORE LLC

(Last) (First) (Middle)

(Street)

(City) (State) (Zip)
1. Name and Address of Reporting Person*
WHITEHALL STREET REAL ESTATE LP XIII

(Last) (First) (Middle)

(Street)

(City) (State) (Zip)
1. Name and Address of Reporting Person*
WH ADVISORS LLC XIII

(Last) (First) (Middle)

(Street)

(City) (State) (Zip)
1. Name and Address of Reporting Person*
WHITEHALL PARALLEL REAL ESTATE LP XIII

(Last) (First) (Middle)

(Street)

(City) (State) (Zip)
1. Name and Address of Reporting Person*
WH PARALLEL ADVISORS LLC XIII

(Last) (First) (Middle)

(Street)

(City) (State) (Zip)
Explanation of Responses:
1. This amended Form 3 reflects additional holdings by the Reporting Persons of warrants to purchase common stock, $0.001 par value of Equinix, Inc. ("Common Stock"), which were not included on the initial Form 3 filed with the Securities and Exchange Commission on January 10, 2003. This amended Form 3 is being filed by 24 Reporting Persons. As a result of the 10 Reporting Person per joint filing limitation of the electronic system, this Form 3 is being filed in triplicate.
2. This statement is being filed by The Goldman Sachs Group, Inc. ("GS Group"), Goldman, Sachs & Co. ("Goldman Sachs"), GS Capital Partners 2000, L.P. ("GSCP 2000"), GS Capital Partners 2000 Offshore, L.P. ("GSCP 2000 Offshore"), GS Capital Partners 2000 GmbH & Co. Beteiligungs KG ("GSCP 2000 Germany"), GS Capital Partners 2000 Employee Fund, L.P. ("GSCP Employee 2000"), Stone Street Fund 2000, L.P.("Stone 2000"), GS Special Opportunities (Asia) Fund, L.P. ("GS Asia"), GS Special Opportunities (Asia) Offshore Fund, L.P. ("GS Asia Offshore"), Whitehall Street Real Estate Limited Partnership XIII ("WH XIII"), Whitehall Parallel Real Estate Limited Partnership XIII ("WH Parallel XIII"), Stone Street Asia Fund, L.P. ("Stone Asia"), (continued in Footnote 03)
3. Stone Street Real Estate Fund 2000, L.P. ("Stone Real Estate 2000" and, together with GSCP 2000, GSCP 2000 Offshore, GSCP 2000 Germany, GSCP Employee 2000, Stone 2000, GS Asia, GS Asia Offshore, WH XIII, WH Parallel XIII, and Stone Asia, the "Investing Entities"), GS Advisors 2000, L.L.C. ("GS Advisors"), Goldman, Sachs Management GP GmbH ("GS GmbH"), Goldman, Sachs & Co. oHG ("GS oHG"), GS Employee Funds 2000 GP, L.L.C. ("GS Employee 2000 LLC"), Stone Street 2000, L.L.C. ("Stone GP"), GSSO (Asia), LLC ("GSSO Asia"), GSSO (Asia) Offshore, LLC ("GSSO Offshore LLC"), WH Advisors, L.L.C. XIII ("WH Advisors"), WH Parallel Advisors, L.L.C. XIII ("WH Parallel Advisors"), Stone Street Asia, L.L.C. ("Stone Asia GP"), and (continued in Footnote 04)
4. Stone Street 2000 Realty, L.L.C. ("Stone 2000 Realty" and, together with GS Group, Goldman Sachs, the Investing Entities, GS Advisors, GS GmbH, GS oHG, GS Employee 2000 LLC, Stone GP, GSSO Asia, GSSO Offshore LLC, WH Advisors, WH Parallel Advisors, and Stone Asia GP, the "Reporting Persons"). The principal business address of each Reporting Person (other than GSCP 2000 Offshore, GS Asia Offshore, GSCP 2000 Germany, GS GmbH and GS oHG) is 85 Broad Street, New York, NY 10004. The principal business address for each of GSCP 2000 Offshore and GS Asia Offshore is c/o M&C Corporate Services Limited, P.O. Box 309, Grand Cayman, Cayman Islands. The principal business address for each of GSCP 2000 Germany, GS GmbH and GS oHG is MesseTurm, 60308 Frankfurt am Main, Germany.
5. GS Group and Goldman Sachs may be deemed to beneficially own indirectly warrants to purchase, in the aggregate, 133,442 shares of Common Stock through the Investing Entities.Affiliates of Goldman Sachs and GS Group are the general partners or managing partners of the Investing Entities. Goldman Sachs is an indirect wholly-owned subsidiary of GS Group. Goldman Sachs and GS Group each disclaim beneficial ownership of the shares of Common Stock owned by the Investing Entities except to the extent of their pecuniary interest therein.GSCP 2000 beneficially owns directly and its general partner, GS Advisors, may be deemed to beneficially own indirectly warrants to purchase 36,791 shares of Common Stock. GS Advisors disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein.
6. GSCP 2000 Offshore beneficially owns directly and its general partner, GS Advisors, may be deemed to beneficially own indirectly warrants to purchase 13,368 shares of Common Stock. GS Advisors disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein.GSCP 2000 Germany beneficially owns directly and its managing partner, GS GmbH, and GS oHG, the sole stockholder of GS GmbH, may be deemed to beneficially own indirectly warrants to purchase 1,537 shares of Common Stock. Each of GS GmbH and GS oHG disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein.
7. GSCP Employee 2000 beneficially owns directly and its general partner, GS Employee 2000 LLC, may be deemed to beneficially own indirectly warrants to purchase 11,689 shares of Common Stock. GS Employee 2000 LLC disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. Stone 2000 beneficially owns directly and its general partner, Stone GP, may be deemed to beneficially own indirectly warrants to purchase 3,336 shares of Common Stock. Stone GP disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. GS Asia beneficially owns directly and its general partner, GSSO Asia, may be deemed to beneficially own indirectly warrants to purchase 18,899 shares of Common Stock. GSSO Asia disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein.
8. GS Asia Offshore beneficially owns directly and its general partner, GSSO Offshore LLC, may be deemed to beneficially own indirectly warrants to purchase 13,778 shares of Common Stock. GSSO Offshore LLC disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. WH XIII beneficially owns directly and its general partner, WH Advisors, may be deemed to beneficially own indirectly warrants to purchase 22,259 shares of Common Stock. WH Advisors disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. WH Parallel XIII beneficially owns directly and its general partner, WH Parallel Advisors, may be deemed to beneficially own indirectly warrants to purchase 7,766 shares of Common Stock. WH Parallel Advisors disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein.
9. Stone Asia beneficially owns directly and its general partner, Stone Asia GP, may be deemed to beneficially own indirectly warrants to purchase 683 shares of Common Stock. Stone Asia GP disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. Stone Real Estate 2000 beneficially owns directly and its general partner, Stone 2000 Realty, may be deemed to beneficially own indirectly warrants to purchase 3,336 shares of Common Stock. Stone 2000 Realty disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein.
s/ Edward T. Joel, Attorney-in-fact 06/06/2003
s/ Edward T. Joel, Attorney-in-fact 06/06/2003
s/ Edward T. Joel, Attorney-in-fact 06/06/2003
s/ Edward T. Joel, Attorney-in-fact 06/06/2003
s/ Edward T. Joel, Attorney-in-fact 06/06/2003
s/ Edward T. Joel, Attorney-in-fact 06/06/2003
s/ Edward T. Joel, Attorney-in-fact 06/06/2003
s/ Edward T. Joel, Attorney-in-fact 06/06/2003
s/ Edward T. Joel, Attorney-in-fact 06/06/2003
s/ Edward T. Joel, Attorney-in-fact 06/06/2003
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.