|
Delaware
|
| |
77-0487526
|
|
|
(State or Other Jurisdiction of
Incorporation or Organization) |
| |
(I.R.S. Employer
Identification Number) |
|
|
Alan F. Denenberg
Emily Roberts Davis Polk & Wardwell LLP 1600 El Camino Real Menlo Park, California 94025 (650) 752-2000 |
|
| Large accelerated filer ☒ | | | Accelerated filer ☐ | |
| Non-accelerated filer ☐ | | | Smaller reporting company ☐ | |
| | | | Emerging growth company ☐ | |
| | |
Page
|
| |||
| | | | 1 | | | |
| | | | 1 | | | |
| | | | 1 | | | |
| | | | 2 | | | |
| | | | 2 | | | |
| | | | 3 | | | |
| | | | 3 | | | |
| | | | 3 | | | |
| | | | 8 | | | |
| | | | 8 | | | |
| | | | 9 | | | |
| | | | 9 | | | |
| | | | 9 | | | |
| | | | 9 | | | |
| | | | 11 | | | |
| | | | 11 | | |
| | |
Amount to Be Paid
|
| |||
Registration fee
|
| | | $ | * | | |
Printing
|
| | | | ** | | |
Legal fees and expenses
|
| | | | ** | | |
Transfer agent and trustee fees
|
| | | | ** | | |
Rating agency fees
|
| | | | ** | | |
Accounting fees and expenses
|
| | | | ** | | |
Miscellaneous
|
| | | | ** | | |
Total
|
| | | $ | ** | | |
| | | | | | |
Incorporated by Reference
|
| | | | ||||||
|
Exhibit
Number |
| |
Exhibit Description
|
| |
Form
|
| |
Filing Date/
Period End Date |
| |
Exhibit
|
| |
Filed
Herewith |
|
| 1.1 | | | Form of Underwriting Agreement* | | | | | | | | | | | | | |
| 1.2 | | | | |
8-K
|
| |
11/7/22
|
| |
1.1
|
| | | | |
| 1.3 | | | | | | | | | | | | | |
X
|
| |
| 3.1 | | | | |
10-K/A
|
| |
12/31/02
|
| |
3.1
|
| | | | |
| 3.2 | | | | |
8-K
|
| |
6/14/11
|
| |
3.1
|
| | | | |
| 3.3 | | | | |
8-K
|
| |
6/11/13
|
| |
3.1
|
| | | |
| | | | | | |
Incorporated by Reference
|
| | | | ||||||
|
Exhibit
Number |
| |
Exhibit Description
|
| |
Form
|
| |
Filing Date/
Period End Date |
| |
Exhibit
|
| |
Filed
Herewith |
|
| 3.4 | | | | |
10-Q
|
| |
6/30/14
|
| |
3.4
|
| | | | |
| 3.5 | | | | |
10-K/A
|
| |
12/31/02
|
| |
3.3
|
| | | | |
| 3.6 | | | | |
8-K
|
| |
3/13/23
|
| |
3.1
|
| | | | |
| 4.1 | | | | |
10-K
|
| |
12/31/14
|
| |
4.13
|
| | | | |
| 4.2 | | | | |
8-K
|
| |
12/5/17
|
| |
4.1
|
| | | | |
| 4.3 | | | Form of Note* | | | | | | | | | | | | | |
| 4.4 | | | Form of Specimen Preferred Stock Certificate* | | | | | | | | | | | | | |
| 4.5 | | | Form of Certificate of Designation* | | | | | | | | | | | | | |
| 4.6 | | | Form of Depositary Agreement* | | | | | | | | | | | | | |
| 4.7 | | | Form of Warrant Agreement* | | | | | | | | | | | | | |
| 4.8 | | | Form of Purchase Contract* | | | | | | | | | | | | | |
| 4.9 | | | Form of Unit Agreement* | | | | | | | | | | | | | |
| 5.1 | | | | | | | | | | | | | |
X
|
| |
| 8.1 | | | | | | | | | | | | | |
X
|
| |
| 23.1 | | | | | | | | | | | | | |
X
|
| |
| 23.4 | | | | | | | | | | | | | |
X
|
| |
| 23.5 | | | | | | | | | | | | | |
X
|
| |
| 24.1 | | | | | | | | | | | | | |
X
|
| |
| 25.1 | | | | | | | | | | | | | |
X
|
| |
| 107 | | | | | | | | | | | | | |
X
|
|
|
Signature
|
| |
Title
|
| |
Date
|
|
|
/s/ CHARLES J. MEYERS
Charles J. Meyers
|
| |
President, Chief Executive Officer and Director (Principal Executive Officer)
|
| |
October 27, 2023
|
|
|
/s/ KEITH D. TAYLOR
Keith D. Taylor
|
| |
Chief Financial Officer (Principal Financial Officer)
|
| |
October 27, 2023
|
|
|
/s/ SIMON MILLER
Simon Miller
|
| |
Chief Accounting Officer (Principal Accounting Officer)
|
| |
October 27, 2023
|
|
|
/s/ PETER F. VAN CAMP
Peter F. Van Camp
|
| |
Executive Chairman
|
| |
October 27, 2023
|
|
|
/s/ NANCI CALDWELL
Nanci Caldwell
|
| |
Director
|
| |
October 27, 2023
|
|
|
/s/ ADAIRE FOX-MARTIN
Adaire Fox-Martin
|
| |
Director
|
| |
October 27, 2023
|
|
|
/s/ GARY F. HROMADKO
Gary F. Hromadko
|
| |
Director
|
| |
October 27, 2023
|
|
|
Signature
|
| |
Title
|
| |
Date
|
|
|
/s/ THOMAS OLINGER
Thomas Olinger
|
| |
Director
|
| |
October 27, 2023
|
|
|
/s/ CHRISTOPHER B. PAISLEY
Christopher B. Paisley
|
| |
Director
|
| |
October 27, 2023
|
|
|
/s/ JEETU PATEL
Jeetu Patel
|
| |
Director
|
| |
October 27, 2023
|
|
|
/s/ SANDRA L. RIVERA
Sandra L. Rivera
|
| |
Director
|
| |
October 27, 2023
|
|
|
/s/ FIDELMA RUSSO
Fidelma Russo
|
| |
Director
|
| |
October 27, 2023
|
|