FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). |
1. Name and Address of Reporting Person*
(Street)
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2. Issuer Name and Ticker or Trading Symbol
EQUINIX INC [ EQIX ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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3. Date of Earliest Transaction
(Month/Day/Year) 07/16/2007 | ||||||||||||||||||||||||||
4. If Amendment, Date of Original Filed
(Month/Day/Year) |
6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
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1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) | 2A. Deemed Execution Date, if any (Month/Day/Year) | 3. Transaction Code (Instr. 8) | 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
Common Stock | 07/16/2007 | M | 8,250 | A | $0 | 65,860 | D | |||
Common Stock | 07/17/2007 | S(1) | 6,063 | D | $92.3851(2) | 59,797 | D | |||
Common Stock | 07/18/2007 | M | 16,000 | A | $17.697 | 75,797 | D | |||
Common Stock | 07/18/2007 | S(1) | 16,000 | D | $90.9943(6) | 59,797 | D |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
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1. Title of Derivative Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (Month/Day/Year) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Stock Option (Right to Buy) | $0 | 07/16/2007 | M | 8,250 | (3) | (4) | Common Stock | 8,250 | $0 | 24,750 | D | ||||
Stock Option (Right to Buy) | $17.697 | 07/18/2007 | M | 16,000 | (5) | 09/25/2013 | Common Stock | 16,000 | $0 | 0 | D |
Explanation of Responses: |
1. Shares sold pursuant to a 10b5-1 Trading Plan. |
2. The average sale price of $92.3851 consists of the following blocks of shares: 87 shares sold at $91.55, 100 at $91.56, 100 at $91.61, 100 at $91.63, 100 at $91.67, 100 at $91.77, 800 at $91.85, 200 at $91.98, 100 at $92.00, 300 at $92.06, 100 at $92.07, 100 at $92.29, 92 at $92.30, 200 at $92.34, 100 at $92.35, 100 at $92.36, 100 at $92.38, 300 at $92.39, 100 at $92.40, 200 at $92.41, 100 at $92.42, 64 at $92.44, 100 at $92.45, 100 at $92.53, 100 at $92.60, 100 at $92.61, 100 at $92.62, 500 at $92.64, 100 at $92.65, 300 at $92.66, 100 at $92.67, 100 at $92.90, 100 at $93.15, 320 at $93.16, 100 at $93.17, 200 at $93.20, and 200 at $93.21. |
3. Vests incrementally upon attainment of certain time-based and stock price appreciation targets. |
4. Restricted stock award expires upon reporting person's termination of employment. |
5. Option vests in 36 equal monthly installments from September 25, 2003. |
6. The average price of $90.9943 consists of the following blocks of shares: 500 shares sold at $90.45, 300 at $90.46, 500 at $90.48, 200 at $90.49, 100 at $90.50, 100 at $90.52, 300 at $90.55, 300 at $90.56, 100 at $90.58, 300 at $90.60, 197 at $90.61, 539 at $90.62, 300 at $90.63, 100 at $90.64, 300 at $90.65, 100 at $90.66, 716 at $90.67, 200 at $90.68, 100 at $90.69, 800 at $90.70, 300 at $90.71, 415 at $90.72, 200 at $90.73, 500 at $90.75, 300 at $90.79, 100 at $90.84, 200 at $90.85, 200 at $90.89, 300 at $90.90, 100 at $90.91, 300 at $90.92, 100 at $90.93, 100 at $90.94, 200 at $90.96, 100 at $91.00, 100 at $91.01, 200 at $91.02, 400 at $91.03, 300 at $91.07, 76 at $91.08, 324 at $91.09, 95 at $91.16, 105 at $91.18, 200 at $91.20, 200 at $91.21, 100 at $91.22, 146 at $91.36, 54 at $91.38, 200 at $91.40, 200 at $91.42, 111 at $91.43, 100 at $91.44, 200 at $91.45, 178 at $91.46, 200 at $91.47, 200 at $91.49, 200 at $91.50, 100 at $91.54, 200 at $91.55, 800 at $91.59, 22 at $91.68, 300 at $91.82, 600 at $91.83, 200 at $91.85, 100 at $91.86 and 322 at $91.98. |
Remarks: |
Darrin Short, Attorney-in-Fact | 07/18/2007 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |